Claims invited against Glasgow stockbroker DSL BBC News In 2010, the Financial Services Authority (FSA) fined DSL £101500 after its appointed representative, First Colonial Investments (FCI), used misleading sales pitches which failed to set out the risks of buying penny shares. DSL, which specialised in ...
Guest column: Death of equities redux - Florida Today
Guest column: Death of equities redux Florida Today Too many investment companies won't allow customers to buy so-called “penny stocks,” those selling below a certain dollar amount. Unless and until a broker can charge a reasonable commission, we will see most company stock prices drift lower and lower.
Where Are the Investors? Turnover in Major Asian Markets Plunge CNBC.com On the other hand, the Singapore stock exchange is facing the opposite problem. Its blue-chip stocks are not seeing much activity, traders say, and much of the action has gone to penny stocks. Average daily turnover in January to April on the Hong Kong ...
Nuance Communications stock a leader - Lake County News Sun
Nuance Communications stock a leader Lake County News Sun Dear FR: I'm occasionally in touch with your old broker, whom I first met in 1991when I spoke to an audience in Durham. He divorced his wife of 31 years, gave her every penny of his assets, including a huge home with no mortgage, married a wealthy ...