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Oppenheimer to pay $155000 for illegal sale of penny stocks - Foster's Daily Democrat

Oppenheimer to pay $155000 for illegal sale of penny stocks Foster's Daily Democrat According to the order, a bureau examination of the Portsmouth Oppenheimer branch conducted by Senior Auditor William Masuck revealed that several brokers, including the branch supervisor, had purchased the same penny stock as several clients. Oppenheimer Fined $155k for Selling Penny StocksPatch.com Oppenheimer to pay penny stock penaltiesThe Union Leader all 6 news articles »

Singapore Shares End Higher; Volume Surges As Penny Stocks Rally - Fox Business

Singapore Shares End Higher; Volume Surges As Penny Stocks Rally Fox Business "In the past week or so, we observed that several corporate actions have fuelled the sharp rally of penny stocks listed here," said local brokerage Kim Eng in a note. The house said the most notable of these is United Fiber System, which soared 64.4% ... and more »

Taking Stock: Homebuilders' stock may be on the rebound - NewsOK.com

ETF Daily News

Taking Stock: Homebuilders' stock may be on the rebound NewsOK.com Malcolm Berko: Investors should check out how “neutral” brokers are on home building stocks before investing. By Malcolm Berko Leave a comment Dear Mr. Berko: I think the home building stocks will come back a lot sooner than expected. Builders may be on the reboundJoliet Herald News all 3 news articles »

SEC Charges Boiler Room Operators in Florida-Based Penny Stock Manipulation Scheme - NewDesignWorld (press release)

SEC Charges Boiler Room Operators in Florida-Based Penny Stock Manipulation Scheme NewDesignWorld (press release) The SEC alleges that First Resource Group LLC and its principal David H. Stern employed telemarketers who fraudulently solicited brokers to purchase stock in TrinityCare Senior Living Inc. and Cytta Corporation. While recommending the securities in ... and more »

SEC Charges Fla. Firm In Penny Stock Scheme - Financial Advisor Magazine

SEC Charges Fla. Firm In Penny Stock Scheme Financial Advisor Magazine The SEC sued First Resource Group, LLC and its sole manager, David H. Stern, 48, of Tamarac, Fla., in federal court on Thursday for using telemarketers from December 2008 to May 2010 to fraudulently solicit brokers to purchase stock in TrinityCare ... SEC Alleges Telemarketing Stock ScamCourthouse News Service all 5 news articles »